Regulators and industry spar over meaning of "swap" Reuters - 15 hours ago WASHINGTON (Reuters) - As Alabama's Jefferson County teeters closer to bankruptcy, US regulators and the securities industry are locked in a struggle about ...
IN THE MATTER OF Argosy Securities Inc. & Dax Sukhraj - Discipline Canada NewsWire (press release), Canada - 12 hours ago ...Association of Canada and Market Regulation Services Inc., IIROC sets high quality regulatory and investment industry standards, protects investors and ...
BeaconEquity.com Issues Technical Trade Alerts on ... MarketWatch - 15 hours ago Reuben Sushman of Beacon Equity Research is a member of the National Association of Securities Dealers, CRD number 1755680. Available Topic Expert(s): For ...
Weasel Brokers Whine When Faced With New Rules: Susan Antilla Bloomberg - 28 Aug 2008 ... challenging economic environment,'' in the view of the Securities Industry and Financial Markets Association, a trade group for the brokerage industry. ...
IIAC calls for greater harmonization of CRM requirements Investment Executive, Canada - 28 Aug 2008 By James Langton The Investment Industry Association of Canada (IIAC) says it approves of some aspects of the Mutual Fund Dealers Association's (MFDA) ...
Licence must for MFs to sell insurance plan: Irda Business Standard, India - 14 hours ago Fund houses, under the aegis of industry body Association of Mutual Funds in India (Amfi) had approached Sebi recently to permit them to sell insurance ...
